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Intelligent Algorithm-Based Modeling of Lighting and Thermal Environment Balance in Green Buildings

  
Mar 21, 2025

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Introduction

Green building is to regard the building as a simple ecosystem, through the design of its indoor and outdoor space to achieve high efficiency and low energy consumption of a non-polluting built environment, and strive to combine environmental protection and comfortable living environment perfectly [1-2]. Nowadays, the construction industry is constantly developing and expanding, and the requirements for green ecology have become higher and higher. When choosing building materials, we should take green environmental protection as the starting point, choose renewable building materials as much as possible, and vigorously implement such environmentally friendly building materials in the construction.

The ultimate goal of green building design is to reduce the utilization of energy and resources through rational design, so as to reduce the pollution generated by the exploitation and utilization of resources [3-5]. It is able to utilize itself and the surrounding environment to form a harmonious and unified organic circulation system, which can coexist harmoniously with the surrounding environment and realize the sustainable development of modern architecture [6-7]. Give full consideration to the use of sunlight and the role of the outside air, and strive to design a green energy-saving buildings close to nature green building design is a very important task to ensure the health of the user, to ensure that the quality of air conditioning, the thermal environment, noise and electromagnetic field radiation, and other factors such as the psychological factors will be the impact of people [8-10]. In addition to using low-toxic or even five-toxic materials as much as possible, improving the indoor lighting and thermal environment is also a priority. The indoor environment has a great impact on human health and comfort, and good lighting design can ensure the quality of air and the proper regulation of humidity in the air. Architects can optimize the location and size of windows to achieve good ventilation and lighting conditions [11-13]. Reasonable natural lighting, that is, to meet the needs of human health and growth, but also to meet the needs of visual aesthetics, and at the same time to achieve the effect of energy saving [14-15]. The thermal environment includes temperature, humidity, cosmic ray temperature and airflow to improve human comfort [16-17]. Natural ventilation, sun shading, and application of thermal insulation materials are important measures to control or improve the thermal environment of buildings [18-21].

With the further intensification of the contradiction between economic development and environmental pollution and energy consumption, people are also more and more concerned about their living environment and pay more attention to energy saving, emission reduction and low-carbon environmental protection work.

In this paper, the optimization design of green building lighting and thermal environment balance is realized by constructing a multi-objective optimization model of green building light and heat environment based on NSGA-II intelligent algorithm. The model selects the dynamic lighting evaluation criteria such as effective lighting illuminance UDI and indoor thermal comfort PMV as the evaluation indexes of the photothermal environment, chooses the Pareto selection method as the algorithm for the dual-objective optimization of the photothermal environment in this paper, and realizes the dual-objective optimization of the photothermal environment of the green building through the optimized design of photovoltaic shading panels on the south and east directions of the green building and analyzes the photothermal environment in three aspects of the vertical temperature difference, the rooftop heat transfer and the light The optimization effect of the photothermal environment is analyzed from three aspects: vertical temperature difference, roof heat transfer and light environment.

Performance-based green building retrofit strategies

In this chapter, typical means of retrofit measures for green buildings are categorized and introduced through their different spatial impacts on the indoor physical environment. From the light and heat characteristics presented at the end of the different retrofit measures, the specific retrofit measures are divided into three main categories: one category is shading components, mainly shading panels, grilles and pore-like skins. The second category is reflective components, mainly reflective panels. The third category is thermal insulation components, mainly double-glazed curtain walls (cavity space-based).

Shading elements

The main means of remodeling measures aiming at improving the indoor light environment of green buildings are as follows:

Sunshade

Sunshade for solar radiation has a very good role in resisting, can effectively block direct sunlight to avoid the problem of glare, in addition to improve the indoor light and heat environment, for some special collections of space, but also to avoid ultraviolet radiation for the damage to the items. Building sunshade mainly has four basic forms, respectively for horizontal sunshade, vertical sunshade, mixed sunshade, and baffle sunshade.

Horizontal shading mainly refers to the horizontal placement of sun shading components above the window, used to block the light coming in from above the window. It is applicable to spaces facing south and nearby. Vertical shading is mainly in the window on both sides of a certain width of the sunshade, for the window from the side of the tilt of the light into the space, applicable to the south space and the north east and west facing space. Comprehensive sunshade is a combination of the above two types of shading panels, which can block both the light coming in from above the window at a high height angle and the natural light coming in from the oblique side at a low height angle, with obvious shading effect, suitable for south, southeast and southwest oriented architectural spaces. Baffle-type sunshade refers to a certain distance in front of the window to set up and window surface parallel to the whole surface of the sunshade, can effectively block the low height angle of the direct light, applicable to the east and west direction and its neighboring direction of the space.

The shape and color of the sunshade also play an important role in the form of the façade, the use of different shapes and colors of the sunshade can form different façade effects.

Facade grille (louvered sunshade)

The most important function of grille is sun shading, modern buildings tend to use large area of glass curtain wall to get a transparent and bright indoor space, but ignore the excessive solar radiation in summer to the indoor space brings serious discomfort, greatly increasing the building cooling energy consumption. When a grille is used as façade shading, it can not only block incoming light, but also block people’s view, creating a sense of haze and enhancing the privacy of the building. Grille on the line of sight blocking and its blade rotation angle, when the grille blade and the wall parallel, people’s eyes will enter the interior through the gap between the blades.

Reflective components

Architectural reflective elements are more cost-effective in aiding daylighting and are commonly placed at building window openings to enhance the indoor light environment. Reflective panels, like sunshades, are typically coated with a material that has a high reflection coefficient and are commonly used to combine sunshades with reflective measures. Reflective panels are usually set in the middle of the window, dividing it into two parts, and above the line of sight to avoid interference with indoor people’s vision. Unlike sunshades, they are not only located on the exterior of the building but sometimes extend into the interior, reducing the amount of natural light near the window and increasing the amount of light deep inside.

Reflective panels offer both shading and reflection, which improves the distribution of light in a room and causes less obstruction to the view. Due to the shading effect of the reflectors on the lower windows, it is possible to reduce the necessary gable scale of the building and enrich the façade. Inclined reflectors reflect light deeper into the room than horizontal reflectors.

Insulation components

Thermal performance improvement as the goal is mainly the use of thermal insulation components, the specific means of retrofitting measures are as follows:

External climate buffer cavity

Peripheral cavity space can be divided into separated and connected. Connected cavity space refers to the cavity space wrapped building as a whole or most of the facade outside, the internal space is not separated, the air circulates freely, the whole cavity space is a unified unit. Connected cavity space in practice is a double or multilayer skin system with layers of skin to protect the building. The air inside the cavity between the formation of a buffer zone to the outside world, while a large area of free circulation of air in the cavity so that the overall temperature control of the building is more balanced.

Separated cavity space is mainly in the building outside the unit space or local facade outside the additional cavity space, in all wrapped building facade, the form of the same with the joint type, the difference is that the cavity space horizontally or vertically divided into a number of segments, each part of the independent, rather than a unified whole. The main application form is divided into two kinds of through corridors and shafts. Through a number of horizontal or vertical independent cavities arranged into a whole building façade form. On the one hand, it can solve the problem of small and closed indoor space of the original building, and when the outcropping space is enough, it can also be used as a new public activity and communication space of the building, bringing vitality to the space. On the other hand, it isolates the building from the cold outdoor environment, creating a buffer space, effectively reducing the impact of unfavorable outdoor climate conditions on indoor comfort.

Combination of cavity and sun-shading components, automatic regulation and control (breathing double-layer curtain wall)

Double-layer glass curtain wall is a common form of modern office building facade, which has a variety of functions such as thermal insulation, noise reduction, optimization of lighting, ventilation, and so on. There exists a certain distance between the double-layer glass air layer, that is, the cavity space form, according to the air layer set between the partition or not for the performance of connected cavity space or separated cavity space.

The heat transfer form of double-glazed curtain wall is shown in Figure 1. The air layer in the glass can be well insulated from external unfavorable temperature conditions, and can be adjusted through the opening of the way to organize the air flow in the interlayer, in the summer to strengthen the ventilation to take away the heat in the winter to provide thermal insulation needs, greatly reducing the building’s heating and cooling energy consumption. And because of the special nature of the glass material, it is almost negligible to the indoor lighting shading, in the indoor need for sunshade can also be set in the middle of the two layers of glass curtain wall shading panels, grills and other measures, without affecting the form of the façade.

Existing buildings in the transformation, generally will not be attached to the original envelope outside the double glass curtain wall, but from the original façade at a certain distance attached to a layer of glass skin, and the building’s original skin together to form a double-skin form.

Figure 1.

Double-glazed curtain wall

Multi-objective optimization model for retrofitting green buildings with light and heat environments

In order to achieve the balance of green building lighting and thermal environment, this paper adopts the dynamic lighting evaluation standard and indoor thermal comfort evaluation index, and constructs a multi-objective optimization model based on NSGA-II algorithm for building light and heat environment renovation.

Evaluation indexes of green building light and heat environment
Evaluation criteria for natural lighting

Static lighting evaluation standard

Static lighting evaluation criteria for the evaluation of the light environment are mainly based on the lighting coefficient and the indoor natural light level to evaluate two aspects.

Lighting coefficient

Lighting coefficient is defined as a point in the indoor reference plane, by direct or indirect way, receiving from the assumption and known sky brightness distribution of the sky diffuse light and the illumination generated by the sky hemisphere at the same time in the outdoor unobstructed level of the sky diffuse illumination of the ratio.

The lighting coefficient C at a point indoors can be calculated by the following formula: C=(En/Ew)*100%$$C = \left( {{E_n}/{E_w}} \right)*100\%$$

Where En is indoor illuminance and Ew is outdoor illuminance.

Indoor natural light illuminance

Indoor natural light illuminance is the illuminance value on the indoor reference plane. With reference to the standard value of lighting in different areas of the educational building and the use function of the green building, the minimum value of illuminance in the green building is set at 180 lux, which can meet the needs of most people.

In addition, the standard values of indoor static lighting under different lighting methods in areas with different lighting levels are shown in Table 1.

However, due to the transient nature of weather changes, static lighting evaluation has certain limitations when evaluating the overall lighting quality of the building.

Dynamic lighting evaluation standard

With the in-depth study of regional light climate and the increasingly mature study of natural lighting, the traditional static lighting evaluation index can not be adapted to the light environment design needs of the building, and the dynamic lighting evaluation has gradually become an important indicator for evaluating the advantages and disadvantages of natural lighting in buildings.

Dynamic lighting evaluation is based on the typical meteorological data of the study area throughout the year, establishing the Perez sky model, and simulating the building light environment for 8760 hours throughout the year, so that the index more realistically reflects the natural lighting situation of the building throughout the year. Its corresponding evaluation indexes are as follows:

Light harvesting amount (DA)

Daylighting amount DA refers to the percentage of time in a year that the natural daylighting at a certain point in the building interior meets the standard value of minimum natural daylighting illuminance. Lighting quantity introduces the concept of time in the assessment, and takes into account the weather information and the orientation of the building throughout the year in the calculation, which makes up for the deficiencies in static lighting.The calculation of DA value is closely related to the size of the minimum standard illuminance set value. On the basis of the DA value, the dynamic lighting index also proposes the continuous lighting amount DAcon, the maximum lighting amount DAmax and so on.

Effective Daylighting Illuminance (UDI)

Similar to the DA value, the UDI is a percentage of time used to assess the state of natural indoor lighting throughout the year. The current UDI index setting divides the UDI into less than 100lux, 100-2000lux and more than 2000lux. when the illuminance is less than 100lux, the luminance ratio and illuminance distribution of the natural lighting are in line with the visual activity of the human body, and when the illuminance is more than 2000lux, the luminance ratio and illuminance distribution of the natural lighting are in line with the visual activity of the human body, which can be used as the effective illuminance range. Illumination range. Above 2000lux, uncomfortable phenomena such as glare will occur.

Annual Sunshine (ASE) and Annual Sunshine Hours (ASE hrs)

ASE hurs is the number of hours that the illuminance at each measurement point on the measurement plane exceeds a certain value, which is usually set to a constant value of 1000 lux in performing glare simulations.ASE stands for a ratio and is usually expressed as a percentage of all the calculated points on the measurement plane for which the ASE hrs exceeds the number of 250 hours. When the ASE value of a room is greater than 10%, there is a possibility of glare in that room.ASE is based on the illumination situation to roughly depict the glare condition of the room, and its accuracy is still a long way from the professional glare index.

DGP (Daylight Glare Probability)

The dynamic evaluation index for glare evaluation is mainly based on the uncomfortable glare probability DGP, which is a new analysis index for researching uncomfortable glare for indoor personnel based on the method of human feeling evaluation, taking into account the overall brightness in the field of view, the position of the glare source, visual contrast and other factors. DGP can be categorized into four classes: <0.35, 0.5 to 0.4, 0.4 to 0.45, and >0.45. Uncomfortable glare occurs when the DGP exceeds 0.4, so 0.4 is commonly used in indoor light environment simulations as a measure of whether uncomfortable glare occurs.

Lighting standard values on the reference plane of each lighting level

Lighting level Side lighting Overhead lighting
Standard value of lighting coefficient/% Standard value of indoor natural illumination/lux Standard value of lighting coefficient/% Standard value of indoor natural illumination/lux
I 5 750 5 750
II 4 600 3 450
III 3 450 2 300
IV 2 300 1 150
V 1 150 0.5 75
Indoor thermal comfort evaluation indicators

PMV (Predicted Mean Vote) represents the sensation of most people in the same environment, which can be used to evaluate the comfort level of a thermal environment, and is an evaluation index that characterizes the thermal response of the human body [22]. This index can be used to explore the relationship between human thermal sensation and human thermal load, and its experimental regression formula is as follows: PMV=[0.303*e0.036M+0.028]{MW3.05*103 [57336.99(MW)Pa]0.42[(MW)58.15] 1.7*105M(5867Pa)0.0014M(34ta) 3.96*108fcl[(tcl+273)4(ts¯+2734]fclhc(tclta)}$$\begin{array}{l} PMV = \left[ {0.303*{e^{ - 0.036M}} + 0.028} \right]\left\{ {M - W - 3.05*{{10}^{ - 3}}} \right. \\ \left[ {5733 - 6.99(M - W) - {P_a}} \right] - 0.42[(M - W) - 58.15] \\ - 1.7*{10^{ - 5}}M\left( {5867 - {P_a}} \right) - 0.0014M\left( {34 - {t_a}} \right) \\ - 3.96*{10^{ - 8}}{f_{cl}}\left[ {{{\left( {{t_{cl}} + 273} \right)}^4} - } \right.\left. {\left. {\overline {\left( {{t_s}} \right.} + {{273}^4}} \right] - {f_{cl}}{h_c}\left( {{t_{cl}} - {t_a}} \right)} \right\} \\ \end{array}$$

Where: M indicates the rate of energy metabolism of the human body, which is determined by the amount of activity of the body, W/s. W indicates the amount of power done by the human body, W/s. Pa indicates the partial pressure of water vapor in the ambient air, Pa. ta indicates the temperature of the air, ℃. fcl indicates the ratio of the area of the clothed human body to the naked body. tcl - Average temperature of the outer surface of the clothed human body, °C. hc - Convective heat exchange coefficient, .

Based on the theoretical basis of the PMV indicator that when the human body is in a stable thermal environment, the greater the heat load on the human body, the further away from thermal comfort, the PMV indicator can be divided into 7 gradations: hot (+3), warm (+2), slightly warm (+1), moderate (0), slightly cool (-1), cool (-2), cold (-3).

On the basis of the PMV assessment index, the PPD of expectation unsatisfaction, which is the average number of votes of people’s expectations for hot and humid environments in hot and humid environments, was proposed with the formula: PPD=10095*exp(0.03353*PMV40.2179*PMV2)$$PPD = 100 - 95*\exp \left( { - 0.03353*PM{V^4} - 0.2179*PM{V^2}} \right)$$

When more than 90% of the test population is satisfied with the thermal environment they are in, the PMV takes a value between -0.5 and 0.5.

Indoor thermal comfort evaluation criteria

The indoor thermal comfort evaluation standard adopted in this paper evaluates the two categories of artificial cold and heat source heat and humidity environment and non-artificial cold and heat source heat and humidity environment respectively, and divides the indoor heat and humidity environment of the building into three levels, and proposes three evaluation methods, namely, graphical method, computational method and large-sample survey method respectively, and proposes the predicted adaptive mean thermal sensory index (APMV) as the evaluation basis in the non-artificial cold and heat source heat and humidity environment, and gives the calculation formula: APMV=PMV/(1+λ*PMV)$$APMV = PMV/\left( {1 + \lambda *PMV} \right)$$

Where: λ denotes the adaptive coefficient and PMV denotes the expected average thermal sensation index.

In a non-artificial heat and humidity environment with cold and heat sources, class I (-0.5 ≤ APMV ≤ 0.5) indicates that 90% of the population is satisfied, class II (-1 ≤ APMV < -0.5 or 0.5 < APMV ≤ 1) indicates that 75% of the population is satisfied, and class III (APMV < -1 or APMV > 1) indicates that less than 75% of the population is satisfied.

Indoor Thermal Comfort Interval

The IOS7730-2005 standard allows 10% of the population to be dissatisfied, and gives a recommended value of -0.5 to +0.5 for the PMV-PDD index, in which a specific range of comfort zones is given: the summer operating temperature is 24.5±1.5°C without air conditioning. The relative humidity is between 30% and 70%, and the average wind speed is <0.25 m/s. In winter, the operating temperature is 22±2.0°C, the relative humidity is between 30% and 70%, and the average wind speed is <0.15 m/s.

Model Base Parameter Parameter Settings
Model setup

In this paper, the model is modeled according to three typical green buildings measured in the field, and the real building scale is extracted through the actual measurement of the research object and the analysis of the relevant drawings, because the selected green buildings are large-scale public buildings, and in order to improve the simulation efficiency, this paper extracts the relevant data of the green buildings, and models the building space, and in the post-simulation operation, the building shading and other components are modeled through Grasshopper. In the post-simulation calculation, the building components such as sunshade are modeled by Grasshopper.

Variable settings

According to the measured research on the light and heat environment of green buildings, green buildings mainly have the problems of uneven illumination, glare in some areas, high temperature in summer and low temperature in winter, and according to the statistics of the previous literature, the light and heat environment of green buildings is mainly affected by the lighting area, lighting orientation, external contact surface enclosure structure materials, building space temperature and other aspects.

Based on the limitations of green transformation of existing buildings, it is difficult to adjust the building orientation, change the building height-to-span ratio and other methods, and the consumption of manpower and material resources is large, which is not in line with the concept of energy saving. Therefore, in this paper, the main design variables extracted for green optimization of existing buildings include the type of building glass material, the scale of movable sunshades, and the lighting area.

In this study, only for the glass performance optimization research, so combined with the comprehensive literature and the norms given in the windows, doors, curtain wall solar heat gain coefficient formula, research on the glass heat gain coefficient and windows, doors, curtain walls in the transmittance part of the total transmittance ratio of the relationship between the fitted formula is: SHGC=g$$SHGC = \sum g$$

g$$\sum g$$ indicates the total transmittance ratio of the light-transmitting part of the glass and doors, windows and curtain walls, and the total solar radiation transmittance ratio of the typical glass system.

In order to study the convenience, choose the size commonly used in the design as the value range of the sunshade, set the width of the sunshade and the interval value is the same, the value range of 0.1 ~ 1 m, change interval are 0.1 m. At the same time, set to the building of the window-wall area ratio of the value range of 0.1-0.9, the change interval is 0.1.

Optimization objectives

The PMV model overestimates the discomfort of the occupants in the warm conditions of a naturally ventilated building when it is built, which gives it some error when simulating in a building without air conditioning, so an adaptive model is chosen for the simulation, and the percentage of the total test duration that people are satisfied with their indoor comfort during the test time period is chosen as the optimization parameter for the indoor thermal environment, and the maximum value of this parameter is output in the Grasshopper to output percentOfTimeComfortable to pursue the maximum value of this parameter.

The total energy consumption of the building is the energy consumed by the building construction from the start of construction until it is put into operation at the end of construction. Narrowly speaking, the total building energy consumption refers to the energy consumption of the building that is put into operation and use after the construction of the building, including the building lighting energy consumption, heating energy consumption, cooling energy consumption, and equipment energy consumption. The building energy consumption selected in this thesis refers to the total building energy consumption in a narrow sense, excluding the energy consumption used in the construction phase of the building.

For the feasibility of later retrofit, the air conditioning energy consumption is increased in the simulation of the green building, so that a higher comfort level can be achieved under the natural and artificially regulated working conditions in the later retrofit process. Therefore, in this simulation, the sum of heating, cooling, and lighting energy is used to determine the total energy consumption of the building for later evaluation and analysis.

At the same time, in order to make an objective evaluation of the light environment inside the building, this paper selects the dynamic evaluation index to evaluate the light environment. Through the study of relevant norms and literature, the illuminance value within the range of 200-2000lux can meet the basic indoor illuminance while avoiding the hazard of glare, therefore, UDI200-2000 is set as the indoor illuminance optimization index, and UDI200-2000 is pursued as the maximum value.

Multi-objective optimization of building green renovation based on genetic algorithm
Models and Classification for Multi-Objective Optimization

Multi-objective optimization

Multi-objective optimization is one of the branches of mathematical planning, which mainly studies the optimal solution of multiple objective functions in a certain region. In multi-objective optimization, due to the complexity of the objective function, there is a phenomenon of contradiction and incomparability between each other, a solution performs optimally on a specific objective, but may be poor or worst on other objectives.

Undominated solutions of multi-objective are defined as follows: assuming any two solutions S1, S2, for all the objectives (multi-objective), the case where S1 is better than S2 is known as S1 dominates S2, and at the same time, the solution of S1 is not dominated by any other solution, then S1 is the undominated solution of all the objectives, which is also known as the Pareto solution.

The set of these non-dominated solutions is known as the Pareto frontier. All solutions located in the Pareto front are not dominated by solutions outside the Pareto front, and thus these filtered “non-dominated solutions” have the least number of conflicting objectives.

The underlying model of multi-objective optimization can be expressed as follows: Min/MaxO=(Ol,O2,,On) Oi=fi(x) Constrainedby: C1(x)=m C2(x)>n$$\begin{array}{l} Min/MaxO = \left( {{O_l},{O_2}, \ldots ,{O_n}} \right) \\ Oi = fi(x) \\ Constrainedby: \\ {C_1}(x) = m \\ {C_2}(x) > n \\ \end{array}$$

Pareto Optimization

According to the different adaptability and selection methods, multi-objective optimization can be divided into optimization methods based on aggregation selection, based on criterion selection and based on Pareto selection. However, since the aggregation selection method transforms a multi-objective problem into a single-objective problem through methods such as aggregation analysis, it is not in line with the original purpose of multi-objective optimization. The criterion selection method involves combining all individuals and assigning different weights, which is akin to solving a linear summation problem and is highly subjective. The Pareto selection method directly maps multiple objective values to the fitness function, which is most consistent with the meaning of multi-objective optimization. Therefore, this paper uses the Pareto selection method as its tool.

Genetic algorithms

Genetic algorithm is a class of heuristic algorithms, which is modeled on Darwin’s theory of biological evolution, and solves practical problems by simulating the natural selection process such as survival of the fittest and survival of the fittest in nature. The algorithm can automatically analyze and accumulate conditions about the search space in the process of searching for a solution, and in this way adaptively optimize the search process to obtain the best solution [23].

Genetic algorithm process

The basic flow of the traditional genetic algorithm is shown in Figure 2, with the following specific steps:

Step1: Determine the coding scheme of chromosomes, according to the pre-set population size, randomly generate the corresponding number of individuals to constitute the initial population, to achieve population initialization.

Step2: Calculate and record the fitness value of each individual within the population through the fitness function.

Step3: Judge whether the fitness value of the individuals in the population meets the target requirements or whether the iteration number reaches the maximum number of iterations, if it meets the conditions, then terminate the algorithm loop and output the optimal solution, otherwise, continue the execution.

Step4: Selection operator, screen out the excellent individuals with higher fitness within the population.

Step5: Crossover operator, pair individuals within the population two by two and exchange some genes with probability to generate new individuals.

Step6: Mutation operator, with a very small probability, make a gene of the individuals in the population mutate into a random gene.

Step7: Generate a new generation of population and execute Step2.

Encoding scheme

Genetic algorithms are not able to deal directly with the parameters on the solution space of the problem, but need to map the solution of the problem into a chromosome form that can be handled through encoding operations. These are the two common encoding methods:

Binary coding: a set of coding strings arranged by “01” is used as the chromosome, in which each code bit corresponds to a gene, which has the advantages of simple and intuitive coding and convenient decoding and coding operations, but due to the long length of the code, the algorithm runs frequently during the coding and decoding operations will lead to an increase in the time-consuming, affecting the efficiency of the algorithm. However, due to the long encoding length, frequent encoding and decoding operations during algorithm operation will lead to increased time consumption and affect efficiency.

Real number coding: A real number within a certain range is used as a gene, and this is used to construct the chromosome. Compared with binary coding, real number coding can well solve the defect of long coding length, and at the same time, since each gene of the chromosome is a real number, it can clearly reflect the information embedded in each gene, and there is no need to carry out additional coding and decoding, which is conducive to saving time and cost of the algorithm. The algorithm can save the time and cost of the algorithm.

Population initialization

Before solving an optimization problem using a genetic algorithm and starting to search the solution space, it is first necessary to initialize a certain number of individuals as the initial solution set. According to the importance of the set constraints, there are usually two ways to initialize the population:

Generate individuals randomly in the solution space of the problem and add them to the population directly, and repeat the above operation until the number of individuals in the population reaches the pre-set population size.

First, set the constraints that must be satisfied in the solution space of the problem, then randomly generate individuals that meet the constraints and add them to the population, and repeat the process until the number of individuals in the population reaches the population size.

The population size parameter refers to the number of individuals in the population in each generation, which is usually assigned by professionals based on relevant experience, and the size of its setting also determines the performance of the genetic algorithm. When it is set too small, the algorithm may be difficult to search for the optimal solution, while when it is set too large, it will lead to an increase in the amount of computation and a decrease in the efficiency of the algorithm.

Fitness function

In genetic algorithms, the fitness function is used to measure the degree of merit of individual genes, and is the only reference for the algorithm in the search process of population iterative evolution. A typical fitness function is shown in equation (7): Fitness=11+f$$Fitness = \frac{1}{{1 + f}}$$

Where f is the objective function, when the higher the degree of satisfaction of the target demand the smaller its f value, the larger the value of adaptation Fitness.

Selection operator

Selection operator is used to simulate the process of survival of the fittest in nature, its purpose is to screen out the high-quality individuals within the population according to certain rules, so that these individuals can have more opportunities to enter the next generation. Typically, selection operators are measured by the value of individual fitness, and the higher the fitness, the higher the probability that an individual will be selected. A common implementation of the selection operator is the roulette selection method, which has the following specific process:

Step1: Calculate the fitness value fitness(xi)$$fitness\left( {{x_i}} \right)$$ of each individual xi within the population by the fitness function.

Step2: Calculate the probability of each individual xi being selected based on the fitness value P(xi)$$P\left( {{x_i}} \right)$$: P(xi)=fitness(xi)i=1mfitness(xi)$$P\left( {{x_i}} \right) = \frac{{fitness\left( {{x_i}} \right)}}{{\sum\limits_{i = 1}^m {fitness} \left( {{x_i}} \right)}}$$

where m is the number of individuals contained in the population.

Step3: Calculate the cumulative probability Q(xi)$$Q\left( {{x_i}} \right)$$ for each individual xi. The cumulative probability is derived by summing the probabilities of all individuals selected before the current one, and is equivalent to the span on the carousel: Q(xi)=j=1iP(xj)$$Q\left( {{x_i}} \right) = \sum\limits_{j = 1}^i P \left( {{x_j}} \right)$$

Step4: Randomly generate a random number r that lies within range [0, 1].

Step5: Starting from the first individual x1, compare the cumulative probability of the current individual xi with the size of the random number, when r<Q(xi)$$r < Q\left( {{x_i}} \right)$$ then add the current individual xi to the population and execute Step6.

Step6: Repeat Step4 and Step5 until the number of individuals in the population reaches the population size.

Crossover operator

The crossover operator is used to simulate the process of reproduction of individuals in the natural world, and its implementation in genetic algorithms is as follows: first of all, the individuals in the current population will be paired up, and then, according to a certain probability, exchange part of the gene fragments of the paired individuals in order to achieve the purpose of generating new individuals. Common crossover operators include single-point crossovers, multi-point crossovers, and so on. The crossover probability is generally taken between 0.4 and 0.6.

Variation operator

The mutation operator is used to simulate the occurrence of genetic mutations in individuals in nature. When the mutation operator is executed, each individual in the population will have a very low probability of having one or more genes in its chromosome changed, so as to produce a new chromosome. Commonly used mutation operators include single-point mutation and multipoint mutation. Mutation operators can ensure genetic diversity, bring randomness to the algorithm, provide potentially feasible solutions, and enable it to have the opportunity to jump out of the local optimum.

Algorithm termination conditions

Traditional genetic algorithms usually have two types of termination conditions:

When the algorithm generates a new population after one round of iteration, calculate the fitness of all individuals in the new population, if there is an individual whose fitness is greater than the target fitness, it means that the superior solution to satisfy the constraints has been found, and the algorithm should be terminated at this time and the individual should be output.

Pre-set the maximum number of iterations, when the algorithm iteration number reaches the maximum number of iterations, regardless of whether the target solution has been identified, automatically stop the iteration and output the current population with the highest fitness of individuals.

Figure 2.

Flowchart of genetic algorithm

Non-dominated Elite Genetic Algorithm NSGA-II

Non-dominated Sorting Genetic Algorithm (NSGA) improves the genetic turnover operation on the basis of genetic algorithm by first stratifying for the dominant and non-dominant relationships of individuals in the population, and then carrying out the operations of replication, crossover, and mutation, which is able to reduce the amount of computation and save time. It also ensures the satisfaction of multi-objective optimization [24].

NSGA algorithm flow is shown in Fig. 3, and its advantages are reflected in the non-dominated ordering: the parent and child groups are merged, and different Pareto frontier groups are filtered sequentially according to the fitness of the objective function two-by-two comparison. In addition, to avoid the results converging only to individual solutions, different frontier populations have different fitness levels.

Figure 3.

Flowchart of the NSGA algorithm

NSGA-II is a widely used fast and excellent multi-objective algorithm, which is characterized by further fast ordering of non-dominated solution sets on top of NSGA.

In the basic NSGA operation, each solution within the population must be traversed and compared with the other solutions to obtain the dominance relation, which is arithmetic-heavy and computationally complex.NSGA-II, on the other hand, specifies the dominance relation by comparing the solutions in the population with a partially filled population. The P set is the initial population, and the solutions generated by cross mutation are continuously added to the set P′, and thereafter all other solutions obtained in the P population in the operation are compared with the solutions in the P set, and if p in P dominates any individual q in P′, q is eliminated at this point. Otherwise, if individual p is dominated by q in P′, then q is eliminated, and the cycle repeats to reach the iteration limit.

Integrated optimization module

The comprehensive multi-objective optimization in this paper is performed based on Optimisation Optimization in DesignBuilder, which is a method of calculating different combinations of designs based on the NSGA-II genetic algorithm to achieve the goal of optimizing performance. Up to 10 combinations of design variables and 3 performance objectives are supported in DesignBuilder.

Initial population

The initial population consists of variables that affect the objective function. The design variables in DB include form-related factors such as orientation, building orientation, structural factors such as window-to-wall ratios, window materials, exterior wall materials, system factors such as air conditioning design temperatures, heating and cooling types, solar PV panels, and equipment factors such as lighting type selection. Each variable can have several different options.

Adaptation analysis

The essence of fitness analysis design is the setting of the objective function, which is built into the DB in relation to “minimum carbon emissions”, “minimum construction cost (for new construction only)” and “minimum uncomfortable hours”. For new buildings, “minimum carbon emissions” and “minimum construction costs” are often set as different goals. Cost and carbon emissions are common performance goals in building design optimization, and many designs are dedicated to carbon emissions and cost-effectiveness studies. Optimization studies may involve the selection of exterior wall and roof structures, exterior window types, shading types, and HVAC system types.

Optimize conditions

After the optimization conditions are reached, the genetic algorithm operation stops, on the one hand, it is possible to filter out the combinations that can meet the requirements by setting the limits of CO2 emissions, uncomfortable hours, and cost. On the other hand, by setting different genetic generations, the reliability of the results of 200 generations and 10 generations is different, and theoretically, within a certain range, the higher the number of changes, the more accurate the results.

Analysis of model applications
Bi-objective optimization of the photothermal environment

In this section, the constructed multi-objective optimization model is used to optimize the design of photovoltaic shading panels in the south and east directions of the green building in order to achieve the bi-objective optimization of the light and heat environment of the green building.

Southbound bi-objective optimization

The final results of the bi-objective optimization of the southbound model are shown in Figure 4. The number of final optimization results is small, and according to the objective value convergence plot, it is found that the variation of the two objective values in the solution set is small, which indicates that the problem exists a superior solution that enhances both objectives simultaneously. The parameter value distance plot reflects the range to which the optimization parameters finally converge, i.e., large width, small angle and high height.

Figure 4.

Results of 30 generations of southbound dual-objective optimization

The three parameter optimization process is shown in Figure 5. The width is gradually shrinking to 2.2m, the angle value is in the range of 20-45°, and the height is also gradually shrinking to near 1.8m.

Figure 5.

Southbound parameter optimization process

The southward Pareto solution set is shown in Table 2. The southward Pareto front solution set has a full width of 2.2 m, angles between 23-42°, and heights of 1.7 m and 1.8 m. The overall energy saving effect is over 74%, and the indoor illumination can be increased by up to 3.48% of the time compared to the original case, improving the indoor lighting environment for 99 hours. Overall, the high energy saving effect causes a slight decrease in the indoor illumination situation, and the increase in the indoor illumination level reduces some of the energy saving gains, and there is a mutual trade-off in the optimal solution.

Southbound Pareto solution set

ID Width Angle Altitude Energy-saving effect/% UDI variation/%
1 2.2 38 1.7 76.24 -0.27
2 2.2 41 1.7 76.42 -0.23
3 2.2 42 1.8 76.25 1.05
4 2.2 35 1.8 76.24 1.14
5 2.2 38 1.8 76.23 0.26
6 2.2 32 1.8 76.04 3.47
7 2.2 28 1.8 75.38 2.69
8 2.2 29 1.7 75.24 2.21
9 2.2 26 1.8 75.22 3.42
10 2.2 23 1.8 74.36 3.48
Eastward bi-objective optimization

The final results of the bi-objective optimization of the eastward model are shown in Figure 6. The number of final optimization results is high, and the objective value convergence plot indicates that the solution set is more converged in terms of energy consumption and the solution set has a large range in terms of light. The parameter value distance plot reflects the final range that the optimization parameters converged to, i.e., large width, small to medium angle, and high height.

Figure 6.

Results of 30 generations of eastbound dual-objective optimization

The three parameter optimization search process is shown in Figure 7. The width shrinks to 2.2m when optimized to 400 times, the angle values range from 10-45°, and the height values are distributed between 0.4-1.8m.

Figure 7.

Eastbound parameter optimization process

The eastward Pareto solution set is shown in Table 3. The full width of the eastward Pareto front solution set is 2.2m, the angle is between 14-38°, and the height range is larger between 1.1m and 1.8m. The overall energy saving is between 45-52%, and the indoor light situation can be improved by 1.91% and also reduced by 6.24% compared to the initial situation. The mutual constraints in the optimal solution are greater than in the southward direction. The energy saving and light environment improvement effects are overall lower than the south-oriented case, which is mainly constrained by the building orientation, the available radiation in the east orientation is lower than that in the south orientation, and the original light environment is also worse than that in the south orientation. This comparison demonstrates the significance of building orientation.

Eastbound Pareto solution set

ID Width Angle Altitude Energy-saving effect/% UDI variation/%
1 2.2 32 1.1 51.26 -6.24
2 2.2 38 1.2 51.29 -4.73
3 2.2 33 1.3 50.04 -1.21
4 2.2 35 1.4 49.92 -1.15
5 2.2 38 1.5 49.28 0.04
6 2.2 32 1.8 48.97 0.25
7 2.2 23 1.7 47.65 1.41
8 2.2 23 1.5 47.54 1.62
9 2.2 18 1.8 46.32 1.76
10 2.2 14 1.8 45.91 1.91
Analysis of the optimization effect of the photothermal environment

In order to further verify the validity of the proposed model, this study analyzes the effect of different degrees of thermal insulation measures on the improvement of the thermal environment by measuring the change characteristics of indoor thermal environment parameters under different shading and ventilation conditions.

Vertical temperature difference optimization analysis

The dry bulb temperatures at different heights in the experimental bench were monitored under eight shading and ventilation conditions, and a comparison of the temperature change curves at the lowest point (1 m above the ground) throughout the day is shown in Fig. 8. The horizontal coordinate indicates the time series from 0:00 to 24:00 throughout the day.

Figure 8.

Comparison of whole-day variation curves of dry bulb temperature

As can be seen from Figure 8, there is no obvious gradient in the air temperature at the lowest point of each condition, and the difference in temperature throughout the day is basically within 4°C, indicating that the change in conditions does not significantly improve the temperature in the area below a certain height.

The vertical temperature difference between the lowest point (1m) and the highest point (8m) of the room is further analyzed as shown in Fig. 9 and Fig. 10. Among them, Fig. 9’s (a) and (b) show the comparison of vertical temperature difference between different shading conditions under unventilated and ventilated conditions, respectively. Fig. 10’s (a) to (d) represent the comparison of vertical temperature difference for different ventilation conditions when the lighting area ratio is 80%, 60%, 40%, and 20%, respectively.

Figure 9.

Contrast of maximum vertical temperature difference in each sunshade condition

Figure 10.

Maximum vertical temperature difference in each centilation condition

On the one hand, the indoor vertical temperature differences of the four shading conditions are compared under the condition of fixed ventilation conditions. In the absence of roof exhaust, reduce the sunshade lighting area ratio, i.e., increase the roof shading area, reduce the shading coefficient, the indoor vertical temperature difference will be significantly reduced, the lighting ratio of every 20% reduction in the vertical temperature difference peak can be reduced by about 4 ℃, and the lower the shading coefficient, the more significant the effect of vertical temperature difference improvement. And in the ventilation conditions to reduce the light area ratio of the sunshade, 80% and 60% of the conditions of the vertical temperature difference is no significant difference, when the light ratio is reduced to 40% and 20%, the vertical temperature difference occurs a significant decline, at this time, the peak of the temperature difference throughout the day can be reduced to 4 ~ 8 ℃.

On the other hand, the vertical temperature difference between the two conditions of no ventilation and roof exhaust is compared under fixed shading conditions. The increase of roof ventilation in any shading condition can significantly reduce the vertical temperature difference, but the lower the shading coefficient, the smaller the reduction of vertical temperature difference before and after the increase of ventilation, i.e., the less significant the improvement effect of ventilation on the thermal environment. Among them, under the four shading conditions of 80%, 60%, 40% and 20%, the peak vertical temperature difference of the whole day can be reduced by 7.47℃, 5.22℃, 3.19℃ and 2.65℃ respectively after increasing ventilation.

Comprehensively comparing the vertical temperature difference under the above two quantitative conditions, it can be seen that only increasing the roof ventilation can make the maximum indoor vertical temperature difference drop significantly to below 6℃, while in order to achieve the same cooling effect under the condition of no ventilation, the shading panels need to be reduced to less than 20% of the lighting area ratio, which will greatly sacrifice the effect of indoor lighting at this time. Therefore, in order to improve the phenomenon of vertical temperature difference and at the same time take into account the indoor lighting, the use of roof shading + local exhaust ventilation is a more effective heat insulation measures. The combination of the above conditions is relatively better: 40% lighting area ratio + roof local exhaust. This program can reduce the peak indoor vertical temperature difference to 6℃ under the premise of fully ensuring indoor lighting.

Roof Heat Transfer Optimization Analysis

In order to study the heat transfer characteristics of the roof envelope, the temperature difference between the inner and outer surfaces of the glass for each working condition is analyzed comparatively as shown in Figures 11 and 12. Among them, Fig. 11’s (a) and (b) show the temperature difference comparisons of different shading conditions without ventilation and with ventilation, respectively, and Fig. 12’s (a) to (d) indicate the temperature difference comparisons of different ventilation conditions when the lighting area ratio is 80%, 60%, 40% and 20%, respectively.

Figure 11.

Temperature difference between glass surfaces in each sunshade condition

Figure 12.

Temperature difference between glass surfaces in each ventilation condition

First of all, the temperature difference between the inner and outer surfaces of the glass changes throughout the day, starting from 6:00-8:00 a.m., the temperature difference between the inner and outer surfaces of the glass first undergoes a significant decline, and reaches a minimum in the 10:00-12:00 time period, with a temperature difference valley value of about -2~0℃, indicating that the inner surface temperature is lower than the outer surface of the phenomenon at this point in time. After that, the temperature difference starts to increase continuously and reaches the peak value in the afternoon 14:00-17:00, and the difference of the temperature difference peak value for different working conditions is 3~9℃. After the peak, the temperature difference decreases again and finally reaches relative stability, fluctuating within 3~5℃ at night. To summarize, the temperature difference between the inner and outer surfaces of the glass went through the process of decreasing - increasing - decreasing - stable fluctuation throughout the day.

Secondly, under fixed ventilation conditions, the temperature difference between the inner and outer surfaces of the glass is compared to the trends of the four shading conditions. When the lighting area ratio is increased, i.e., when the shading coefficient is increased, the temperature difference between the internal and external surfaces of the glass is significantly reduced during the daytime, and the peaks and valleys of the fluctuations throughout the day are delayed to a certain extent. The lower the shading coefficient, the longer the delay. The reduction of temperature difference values by shading is more significant when there is no ventilation.

Finally, the temperature difference between the inner and outer surfaces of the glass is compared between the no-ventilation and roof exhaust conditions under fixed shading conditions. As can be seen from Figure 12, under the shading condition of 80% lighting ratio, increasing roof ventilation can significantly reduce the temperature difference between the inner and outer surfaces of the glass, with the minimum value of the temperature difference decreasing from 2.47℃ to 0.27℃, and the maximum value of the temperature difference decreasing from 12.62℃ to 6.93℃. The effect of ventilation on the temperature difference of the glass is smaller under shading conditions with 60%, 40%, and 20% lighting ratio. It can be seen that when the daylighting ratio is reduced below a certain level, the improvement effect of ventilation on the temperature difference between the inner and outer surfaces of the glass is not significant. The values of temperature difference fluctuated within the range of -2~8°C throughout the day when roof exhaust ventilation was increased under the four working conditions.

In summary, the temperature of the inner and outer glass surfaces is affected by a combination of shading and ventilation. Among them, ventilation can reduce the value of temperature difference to a certain extent, but the reduction is small under the condition of low light ratio. Shading not only significantly reduces the temperature difference, but also delays the peak and trough moments of the temperature difference.

In addition, when the lighting area ratio is reduced to 40% and below, and the roof exhaust is increased at the same time, the temperature difference between the inside and outside of the glass appears to be negative at 8:00-14:00, i.e., the temperature of the inside surface of the glass is lower than that of the outside surface at that time, and the direction of the heat conduction and transfer is from the outdoors to the indoors.

Optimization analysis of light environment

When shading measures are used to reduce indoor temperature and improve the vertical temperature gradient, the level of indoor lighting changes significantly. To study the effect of four shading conditions on daylighting, a comparative analysis of the indoor illuminance under each condition is shown in Fig. 13, with (a) and (b) indicating the two different conditions, unventilated and ventilated, respectively.

Figure 13.

Contrast of indoor illuminance in each sunshade condition

When the roof lighting area ratio (or shading coefficient) is reduced, the indoor illuminance decreases linearly, and the peak indoor illuminance under 80%, 60%, 40%, and 20% working conditions is about 7000 lux, 4000 lux, 2500 lux, and 1500 lux, respectively. Among them, the peak indoor illuminance corresponding to an 80% lighting ratio is significantly higher than the other three conditions, and there is a significant fluctuation before and after noon.

Analyzing the reasons for the above fluctuation phenomenon, it can be seen that 80% is the case of no sunshade, at this time, the roof opaque component is only a steel frame, the indoor illuminance measurement point at a height of 1.5m is exposed to direct sunlight for a relatively long period of time before and after noon, so the test value appears to be a jagged fluctuation with a sudden increase and a sudden decrease. After the roof is covered with a sunshade, the indoor illuminance measurement points are mainly exposed to the sun’s scattered radiation, which significantly reduces and stabilizes the illuminance values.

Combined with the actual light roof green building on-site research and the above measured data, it can be seen that in the summer around noon when the intensity of solar radiation is high and the sun’s altitude angle is large, the light roof area of the green building is prone to a sudden increase in illuminance due to direct sunlight, resulting in the phenomenon of glare, and at this time, it is necessary to take certain shading measures to improve the indoor thermal and optical environments. Measured data show that to effectively reduce the drastic fluctuation of illuminance caused by direct sunlight indoors to improve the glare phenomenon, the roof lighting ratio can be reduced to 60% during the 10:00-14:00 time period, i.e., the shading coefficient is reduced to less than 0.42.

Conclusion

In this paper, a dual-objective optimization model for green building lighting and thermal environment is constructed based on the NSGA-II intelligent algorithm to achieve the optimization design of green building lighting and thermal environment balance. The main conclusions obtained from the model application are as follows:

The final optimization results of the dual-objective optimization of the light and heat environment of the green building’s southward model are fewer in number, and the changes of the two objective values in the solution set are smaller, with the optimization parameter gradually shrinking to 2.2m, the angle value in the range of 20-45°, and the height gradually shrinking to near 1.8m. Its overall energy savings effect is over 74%, which is better than the 45-52% of the eastward model. The relationship of mutual constraints in the optimal solution of the east-oriented model is more significant than that of the south-oriented one, and the energy-saving effect and the effect of the light environment mentioned above are lower than that of the south-oriented case as a whole, which is due to the fact that, restricted by the orientation of the building, the radiation available in the east-oriented direction is lower than that in the south-oriented direction, and the original light environment is poorer than that in the south-oriented direction, which shows the importance of the orientation of the building.

Eight working conditions were obtained by combining the four lighting ratios of 20%, 40%, 60%, and 80%, and the two cases of whether or not there is ventilation. Under different height measurement points, there is no obvious gradient of air temperature at the lowest point of each working condition, and the temperature difference throughout the day is basically within 4℃, which indicates that the change of working conditions does not have a significant improvement effect on the temperature of the area below a certain height. Under the condition of fixed ventilation conditions, the peak vertical temperature difference can be reduced by about 4℃ for every 20% reduction in lighting ratio, and the lower the shading coefficient, the more significant the improvement effect of vertical temperature difference. Under the condition of fixed shading condition, the lower the shading coefficient, the smaller the reduction of vertical temperature difference before and after the increase of ventilation, i.e., the less significant the improvement effect of ventilation on thermal environment. Meanwhile, the optimization analysis of roof heat transfer shows that the temperature of the inner and outer surface of the glass is affected by the combination of shading and ventilation. The value of temperature difference can be reduced by ventilation to some extent, but the reduction is smaller when the lighting ratio is low. Shading not only significantly reduces the temperature difference, but also delays the peak and trough moments of the temperature difference. Finally, from the results of the light environment optimization, it can be seen that indoor illuminance tends to decrease linearly when reducing the roof daylighting area ratio (or shading coefficient). Among them, the peak indoor illuminance corresponding to 80% lighting ratio is as high as about 7000 lux, which is significantly higher than the other three conditions, and is characterized by jagged fluctuations around noon.

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