Configuration strategy and operation mode design under multi-objective optimisation framework in an off-grid optical storage microgrid
Published Online: Mar 17, 2025
Received: Oct 27, 2024
Accepted: Feb 12, 2025
DOI: https://doi.org/10.2478/amns-2025-0185
Keywords
© 2025 Zhaobin Wu et al., published by Sciendo
This work is licensed under the Creative Commons Attribution 4.0 International License.
With the gradual depletion of traditional fossil energy sources and increasing environmental pollution, countries are paying increasing attention to the development and utilization of green energy [1]. Solar and wind energy have attracted much attention due to their abundant, clean and non-polluting resources, and are recognized as the most ideal green energy sources. Utilizing their natural complementarity in time and geography [2-4], combined with the battery energy storage system to construct an independent optical storage microgrid system can effectively attenuate the fluctuation of the system power and electric K when solar or wind energy is generated alone [5-6].
Off-grid optical storage microgrid is mainly constructed through the energy storage system to build a microgrid. The stability and reliability of the energy storage system is important. Compared with the grid-connected system, the off-grid type wind and light storage microgrid system has the advantages of a small footprint, small investment, fast return, flexible and convenient application, and ease of installation [7-10], especially in remote mountainous areas, islands, pastoral areas and other areas with no conventional power grids, the system can effectively solve the lighting, electrical appliances, water supply corn, and other small-power loads of power demand. In addition, the microgrid transformer’s hard starting process will produce excitation inrush current. It is easy to microgrid caused by a relatively large impact, thus triggering microgrid blackout and other faults [11-14], so it is always recommended that off-grid optical storage microgrid research stage to meet the needs of the user power under the circumstances of the choice of large-capacity energy storage, microgrid transformer as far as possible to use the soft starting mode, to avoid excitation inrush current to the microgrid avoiding excitation inrush current to the microgrid [15-18].
This paper specifically investigates the capacity allocation strategy of off-grid photovoltaic storage microgrids and establishes a configuration optimisation model for off-grid photovoltaic storage microgrids based on a multi-objective optimisation algorithm by taking into account the balance of three optimisation objectives: economy, reliability and environmental benefits. By optimizing the configuration of photovoltaic power generation and energy storage systems, as well as the operation mode, the economic benefits and operational stability of the system can be improved. According to the working status of PV power generation units and energy storage batteries, the converters connected to them are controlled to work together, and the energy management system of the optical storage microgrid based on the three-layer control architecture is constructed so that the system is kept in the state of energy balance. Finally, the effectiveness of the method of this paper is verified through the simulation analysis of the arithmetic example.
At present, there is almost no research on comprehensive analysis of key influencing factors for configuration optimization, scheduling optimization, and multidimensional benefit assessment of optical storage microgrids. In order to promote the sustainable development of optical storage microgrids, it is worthwhile to identify the influencing factors and focus on the control of key influencing factors. In this paper, we will systematically sort out the influencing factors of configuration optimisation, scheduling optimisation and multidimensional benefit assessment of off-grid optical storage microgrids, optimise their configuration strategies and operation modes based on multi-objective optimisation, and construct an energy management system by combining with energy scheduling schemes, in order to achieve a balance between economy, reliability and environmental benefits.
Under the grid-connected state, the following points need to be considered when the optical storage microgrid is in operation:
Reasonable scheduling of power generation units and energy storage equipment, efficient use of solar energy as much as possible under the support of the large power grid, and reduction of the loss of each device. The quality of the power supply needs to be ensured when the microgrid is in operation, and the impact of the uncertainty of PV output on the distribution grid should be minimised. In the application of renewable energy generation should consider the environmental benefits of system operation.
In the off-grid state, the photovoltaic storage microgrid needs to meet the following requirements when operating independently [19]:
A stable bus voltage and frequency need to be established within the microgrid system. At this time, the voltage and frequency within the system are controlled by the power generation unit and energy storage-related equipment, which need to meet the rated operating conditions of the power equipment. Reasonably adjust the operation mode of power generation units and energy storage equipment. Without the support of the grid, the off-grid microgrid needs to make full use of the characteristics of the existing equipment to ensure the stability of the system. Programmes to cope with extreme situations. For example, when the SOC of the energy storage battery is low, and the power generated by the power generation unit cannot meet the load demand, mature technology is needed to solve the problem of insufficient system supply.
The electricity cost of the optical storage microgrid consists of four parts: the cost of PV power generation, the cost of regulation of the storage device, the cost of exchanging electricity between the micro energy network and the main grid, and the cost of the policy subsidy, which is expressed as [20]:
In the formula,
The exchange power between the optical storage microgrid and the main grid is the difference between the load power and the power provided by the optical storage microgrid. When the energy storage device is in the discharge state, it is equivalent to the power supply. When it is in the charging state, it is equivalent to the load, i.e:
Where
Where
When the photovoltaic power and the charging and discharging power of the energy storage device is not enough to supply power to all loads, it is necessary to purchase power from the main grid at the time of purchase price. When the sum of the photovoltaic and energy storage power of the microenergy network exceeds the load power, electricity is to be sold from the main grid at the electricity sales tariff for that time period. With the optimisation objective of minimising the average electricity consumption cost of the loads in the microenergy network area, the economic scheduling objective function is constructed based on the multi-objective optimisation algorithm as [21]:
Off-grid state, the optical storage microgrid as a whole, through the scheduling of its internal optical-electricity-storage devices of the output value, so that the overall benefits to achieve the optimal. The overall benefits include not only economic benefits, but also environmental benefits brought by the use of renewable energy, i.e. the higher the utilisation rate of renewable energy, the better the environmental benefits. Considering the balance of economy (
Where
To improve the overall efficiency of off-grid optical storage microgrid scheduling, it is necessary to comprehensively consider the economic and environmental benefits of optical storage microgrids, so as to achieve the optimal values of
The economic benefits (
Due to the optimisation of each objective function in the optimisation process of the factors related to each other, in the optimisation calculation will interact with each other, resulting in the overall degree of optimisation can not reach the optimal solution of each objective optimisation. The satisfaction weight coefficient method is too subjective, which may lead to unsatisfactory multi-objective optimisation results. In order to reflect the overall optimisation degree of multiple objectives, an overall satisfaction model is established, with
where
The total energy storage capacity of the optical storage microgrid is limited. Even if it can meet the above operational objectives, the capacity of the system is still much smaller compared to the large power grid, and the output of the power generation units and other equipment contained within it needs to meet certain constraints, mainly in the following aspects:
Equipment output power constraints For photovoltaic power supply, the output power is constrained by environmental conditions and equipment carrying capacity, and its output power range is:
Where Energy storage converter is a bi-directional power mobility converter, mainly used for energy storage battery access system, due to its internal DC/AC converter circuit has a maximum power limit, the exchange power of the energy storage converter also has its own power limit:
Where Running time constraints When each device in the optical storage micro-network operates, there is a specified minimum operation time to avoid the life span of the device being abruptly reduced due to frequent starting and stopping. The minimum running time range is:
Where, Limit constraints on the SOC value of the energy storage battery The SOC value of the energy storage battery reaches the maximum and minimum, can not continue to charge and discharge, otherwise it will seriously reduce the cycle life of the battery, or even a major accident. The limit constraint of SOC when charging and discharging the battery is:
Where Power balance constraint The microgrid operation power must achieve the balance between the power, as follows:
Where,
In this study, based on the multi-objective optimisation model constructed in the previous section, an energy management system is constructed in conjunction with an energy scheduling scheme, with a view to achieving a balance between economy, reliability and environmental benefits.
In a photovoltaic and storage microgrid system, photovoltaic power units and storage batteries are connected to the bus via a converter, and the system avoids extreme operating conditions of local equipment by controlling the flow of energy. The loads studied in this paper are charging piles and lighting, and the analysis of the system is somewhat simplified. In developing a reasonable system for energy management, the first step is to determine the objectives to be controlled by this system and the principles it needs to follow, which mainly include the following three points:
Reducing light abandonment and improving energy utilisation and efficiency where system operating conditions allow. Maintaining the stability of the bus voltage in the system and improving the quality of the power exchanged with the larger grid when connected to the grid. Avoid exceeding the allowable charging and discharging current of the energy storage battery.
The optical storage microgrid system follows the principle of conservation of energy, as shown in the following:
Where
According to the current operating state of the PV power generation unit and the energy storage battery, the converters connected to both are controlled to work in conjunction with each other to keep the system in an energy-balanced state, and its corresponding three-layer control architecture of the optical storage microgrid is shown in Fig. 1:
Physical layer It mainly consists of local controllers and protection devices for each part of the optical storage microgrid. The local controller of the system is the equipment controller, which can complete the primary regulation of the system voltage and frequency, and, together with the protection equipment, it can achieve rapid recovery after failure. Information layer It mainly consists of coordination and transmission units equipped with each other, and each coordination unit is connected through communication to achieve layered control based on data and energy flow. Each coordination unit in the information layer solves complex problems through information processing and local control algorithms, provides data and interaction support for system dispatching and scheduling, and enhances the flexibility and robustness of the system. Scheduling layer The scheduling layer is the topmost layer of the control architecture of the microgrid system, and its main role is to present the operational and historical status of the whole system of the microgrid to the user, and to carry out upper-level regulation and control of the various parts of the system, and to realise the functions of power generation prediction, load prediction, and prediction of the state of the energy storage, etc., on the basis of data processing.

The hierarchical structure of the photovoltaic and energy storage microgrid system
With a good prioritisation of power usage, the power balance equation for the system is elicited:
Where When the value of When the value of When the value of When the value of When the value of When the value of
In summary, there is when the system operates in the independent state:
There are when the system is running in grid-connected state:
In order to make the system work smoother and the energy exchange more coordinated, the PV module output power, Li-ion battery SOC and Li-ion battery charging and discharging power are explained as follows:
When the PV module output power is less than the minimum output power threshold of the PV module, i.e., Conversely, when When Li-ion battery lithium battery
In actual operation, the lithium battery charging and discharging power will change according to the photovoltaic output power and load power changes, the range between zero and the lithium battery maximum charging and discharging power, that is, 0 <
Based on the above analysis and combined with the multi-objective configuration optimisation model for off-grid optical storage microgrids established in subsection 2.1, the flow of the proposed energy management algorithm for off-grid optical storage microgrids is shown in Fig. 2. Here, it should be noted that when the system satisfies the two constraints of

System energy management algorithm flow
In the context of China’s power market development, the investment and construction of off-grid optical storage microgrids have attracted the involvement of various types of social capital, and its operation mode is mainly divided into three modes, namely, single operation, decentralised operation and joint operation, according to the different modes of cooperation of the main investor.
Single operation mode
A single investment body undertakes all the investment costs of distributed energy, energy storage and other supporting facilities within the optical storage microgrid and is responsible for construction and operation at the same time.
Decentralised operation mode
The construction of different equipment within the optical storage microgrid is financed by various investment bodies. The main mode is that the user invests in the construction of distributed energy through financing, etc., and the grid company invests in the construction of other equipment, such as energy storage systems within the microgrid, and operates them separately.
Joint operation mode
Different investment bodies jointly invest in the construction, operation, and maintenance of optical storage microgrids and share the revenue in accordance with the investment ratio.
Distribution network operators, as the main investors, participate in the construction decision of off-grid optical storage micro-networks to maximize internal revenue through minimum construction costs. The higher the configuration capacity of the optical storage system, the greater the benefit of power arbitrage through the distribution network, which will increase the investment in construction costs, contrary to the original intention. Off-grid optical storage microgrids do not participate in the grid. The higher the configuration capacity of the optical storage system, the more energy it will store. Therefore, this paper is based on a multi-objective optimal allocation strategy, rational allocation of optical storage microgrid system, participation in distribution network peak shaving and valley filling, improve the power supply reliability of the distribution network, while realising the interests of all parties to maximize the economic benefits of the interests of the main body of the investment.
An integrated energy service company plans to construct an off-grid photovoltaic storage microgrid to provide cooling, heating, and electricity to users in a park. The maximum number of photovoltaic (PV) units, ECs, EBs and ESs that can be installed are 3458, 1050, 30, 110 and 1200, respectively, due to regional location constraints, etc. The population size is 500, and the number of iterations is 500.
According to the optimisation process of energy storage capacity configuration of off-grid photovoltaic storage microgrid, the more typical lead-acid energy density batteries (VRLA-B), lead-acid power density batteries (VRLA-CAP), lithium iron batteries (LFP), all-vanadium liquid current batteries (V-redox), and sodium-sulphur batteries (NaS) are five types of storage batteries as the configuration object of off-grid photovoltaic storage microgrids, the battery parameters will be accurate, and its battery specific parameters are shown in Table 1. Among them,
Characteristic parameters of different types of energy storage batteries
Battery type | VRLA-B | VRLA-CAP | LFP | V-redox | NaS |
1025 | 1050 | 3225 | 3750 | 2780 | |
1060 | 850 | 1080 | 1080 | 950 | |
320 | 320 | 0 | 205 | 0 | |
35 | 35 | 151 | 130 | 132 | |
Efficiency η/% | 0.75 | 0.80 | 0.75 | 0.85 | 0.70 |
Life/Year | 5 | 4 | 10 | 10 | 12 |
SOC range | 0.3~0.8 | 0.1~0.8 | 0.2~0.8 | 0.1~0.9 | 0.3~0.9 |
Where the initial SOC of the battery is set = 0.4, the battery undergoes complete charging and discharging once a day and operates for 365 days per year, resulting in a 3D spatial diagram of the configuration of energy storage and PV under known loads as shown in Fig. 3. From the figure, it can be seen that the load shortage rate σ

Optical storage joint configuration
From the PV energy efficiency maximisation model proposed in this paper, the load deficit rate σ
Since the energy storage capacity is affected by the storage charging and discharging efficiency, etc., different storage batteries have different capacities in the same PV installed system. So in this paper, we will first set σ

The influence of photovoltaic capacity on σ
Figure 5 shows a typical PV curve with an installed PV capacity of 285 kW. Since the PV output energy is time-limited, the total energy released during the power generation phase should satisfy its capacity requirements for each hour of the day.

Typical photovoltaic curve with installed capacity of 285kW
Fig. 6 shows the curves of energy storage capacity

Influence of energy storage capacity of optical microgrid on σ
Table 2 shows the minimum configured capacity of each energy storage under the fixed capacity of PV, combined with the construction cost minimisation function. Where the energy storage discharge time, by the intersection of the load average and PV output curve to take the value, thus set (
Optical storage joint configuration parameters
Configuration item | VRLA-B | VRLA-cap | LFP | V-redox | NaS |
Photovoltaic theoretical capacity /kW | 285 | 285 | 285 | 285 | 285 |
Theoretical energy storage capacity /kW·h | 850 | 675 | 675 | 724 | 675 |
σ |
0.015 | 0.015 | 0.015 | 0.015 | 0.015 |
σ |
0.15 | 0.15 | 0.15 | 0.15 | 0.15 |
Annual cost of energy storage/¥ | 5218.52 | 5154.82 | 7745.56 | 10250.86 | 8037.47 |
Energy storage replacement times | 3 | 4 | 1 | 1 | 1 |
Initial investment in energy storage / 10,000¥ | 121.50 | 65.35 | 247.75 | 325.31 | 256.37 |
Total energy storage investment / 10,000¥ | 492.50 | 391.58 | 487.38 | 645.77 | 509.68 |
In order to investigate the capacity allocation optimisation strategy proposed in this paper and the effective line of the operation model, simulation verification is carried out in the following two scenarios:
Scenario 1 Using the method proposed in this paper, the microgrid is configured with an optical storage system, where the energy storage regulation space is set according to the real-time demand of the base station load. The base station optical storage micro-network, and base station micro-network and distribution network for energy sharing operation between the base station optical storage micro-network operator and the distribution network operator, through the multi-objective optimization function of multi-base station optical storage micro-network system for multi-body joint investment in the construction of the micro-network system. Scenario 2 Compare and contrast the Scenario 1 multi-subject investment method. The base station microgrid is configured with an optical storage system, in which the energy storage regulation space is set according to the real-time demand of the base station load. Energy sharing operations are carried out between base station optical storage microgrids, and between base station optical storage microgrids and distribution grids. The optical storage microgrid operator acts as the sole investment body for the construction of the microgrid system.
In order to analyse the necessity and economy of the joint investment approach between the optical storage microgrid operator and the distribution network operator, the results of the optical storage microgrid system configuration of Scenario 1 and Scenario 2 are analysed. The results of the operational benefits of Scenario 1 and Scenario 2 are shown in Table 3. It can be seen that Scenario 2 is configured with higher capacity of both PV system and energy storage system, in which the PV system is configured to the maximum capacity due to the limitation of site area. As the photovoltaic storage microgrid operator, as a single investment body, only takes into account its economic benefits, and in order to obtain higher operating returns, it increases the investment cost, and the annual return from selling electricity to the distribution grid reaches 8,220,251,000 yuan. Scenario 2, despite the obvious effect of peak shaving, still makes the distribution grid operator lose 5,848,180,000 yuan per year on average, while the annual operating income of Scenario 1 is a profit of 2,250,560,000 yuan.
Configuration parameters of the two simulation scenarios
Result parameter | Scenario 1 | Scenario 2 |
Optical storage microgrid photovoltaic system configuration capacity (kW) | 7.25 | 10.00 |
Energy storage system configuration capacity (kWh) | 18 | 24 |
Investment cost of micronetwork operators (10,000 ¥) | 1015.755 | 1638.427 |
Operation and maintenance cost of microgrid optical storage system (10,000 ¥) | 118.52 | 135.33 |
Operating cost of micro network operator (10,000 ¥) | 143.886 | -820.251 |
Annual cost of microgrid optical storage system (10,000 ¥) | 1230.705 | 939.885 |
Distribution network operator investment cost (10,000 ¥) | 183.450 | 0 |
Operating income of distribution network operators (10,000 ¥) | 225.056 | -584.818 |
Peak cutting rate (%) | 90.325 | 88.371 |
Figure 7 shows a dot plot of the daily gains for scenarios 1 and 2, where the gains are negative when they represent over-the-grid expenditures with power purchase and energy sharing, leaving aside investment and O&M costs. The two scenarios gain more during the PV output-rich time period, where the effect is more pronounced in the summer when the PV output is highest. A comparison of the gains per moment in each season between the two graphs reveals that Scenario 2 obtains greater gains. However, Scenario 2 only considers the PV storage microgrid operator as a single investor, sacrificing the interests of the distribution grid operator in order to improve the returns of the PV storage microgrid operator.

Daily revenue results for Scenario 1 and Scenario 2
Figure 8 shows the comparison of typical summer destination load curves. Comparing the typical summer destination load curves of Scenario 1 and Scenario 2 with the regional load curves, it is concluded that Scenario 2 can achieve good peak shaving during the peak load period due to the large capacity of the configured photovoltaic storage system. But at the same time, it causes a new load trough, which still increases the peak-to-valley difference under the premise of reducing the regional load peak. The peak-valley difference is increased from 24.06 MW to 33.59 MW, which is mainly due to the optical storage microgrid operator’s efforts to maximise the operational revenue.

Typical daily load curve in summer
The energy storage system discharges a large amount of electricity during the flat and peak hours of the tariff to generate revenue from the sale of electricity, which causes the load curve to fall steeply. Although the peak shaving effect of Scenario 1 is not as obvious as that of Scenario 2, it reduces the regional load variance, making the load curve smoother, which is more conducive to improving the stability of the distribution network, thus ensuring that the optical storage microgrid receives a more reliable power supply. Therefore, the joint investment of the distribution network operator and the optical storage microgrid operator is more conducive to guiding the optical storage microgrid to carry out rational allocation, participate in peak shaving and valley filling of the distribution network, improve the reliability of the distribution network, and at the same time, realise the win-win situation for the interests of all the parties involved in the investment.
Based on the architecture of off-grid optical storage microgrid containing photovoltaic and energy storage devices, this paper establishes an overall optimal model for the economic, reliability, and environmental benefits of off-grid optical storage microgrid based on the multi-objective optimization algorithm by taking into account the constraints of the output power of the devices, the operation time, the limit of SOC value of the storage batteries, and the power balance. Combined with the energy scheduling scheme, an energy management system is constructed to achieve the overall balance of economy, reliability, and environmental benefits of the off-grid optical storage microgrid configuration strategy. After checking with an example simulation, this paper’s method can find the best configuration of photovoltaic and commonly used chemical storage batteries without taking into account the off-grid type’s time-of-day tariff. It can also get a better optical storage capacity while meeting the load’s energy demand. At the same time, the joint operation mode proposed in this paper aims to obtain 2,250,560,000 yuan of profit and is more conducive to guiding the light storage microgrid for rational allocation, participating in the distribution network peak shaving to fill in the valley, and improving the reliability of the power supply of the distribution network to achieve a win-win situation for the interests of all parties investing in the main body.
This project is supported by the 2024 Cost Research Project of State Grid Baiyin Power Supply Company: Research on Typical Configuration Methods and Construction Operation Models of Off grid Optical Storage Microgrids (No. B72703241103).